NumPy Indexing — the lists and tuples Gotcha

In a recent session of Python Foundations for Scientists & Engineers, a question came up about indexing a NumPy ndarray. Beyond getting and setting single values, NumPy enables some powerful efficiencies through slicing, which produces views of an array’s data without copying, and fancy indexing, which allows use of more-complex expressions to extract portions of arrays. We have written on the efficiency of array operations, and the details of slicing are pretty well covered, from the NumPy docs on slicing, to this chapter of “Beautiful Code” by the original author of NumPy, Travis Oliphant.

Slicing is pretty cool because it allows fast efficient computations of things like finite difference, for say, computing numerical derivatives. Recall that the derivative of a function describes the change in one variable with respect to another:

\frac{dy}{dx}

And in numerical computations, we can use a discrete approximation:

\frac{dy}{dx} \approx \frac{\Delta x}{\Delta y}

And to find the derivative at any particular location i, you compute the ratio of differences:

\frac{\Delta x}{\Delta y}\big|_i = \frac{x_{i+1} - x_{i}}{y_{i+1} - y{i}}

NumPy allows you to use slicing to avoid setting up costly-for-Python for: loops by specifying start, stop, and step values in the array indices. This lets you subtracting all of the i indices from the i+1 indices at the same time by specifying one slice that starts at element 1 and goes to the end (the i+1 indices), and another that starts at 0 and goes up to but not including the last element. No copies are made during the slicing operations. I use examples like this to show how you can get 2 and sometimes 3 or more orders of magnitude speedups of the same operation with for loops.

>>> import numpy as np

>>> x = np.linspace(-np.pi, np.pi, 101)
>>> y = np.sin(x)

>>> dy_dx = (
...     (y[1:] - y[:-1]) /
...     (x[1:] - x[:-1])
... )
>>> np.sum(dy_dx - np.cos(x[:-1] + (x[1]-x[0]) / 2))  # compare to cos(x)
np.float64(-6.245004513516506e-16)  # This is pretty close to 0

Fancy indexing is also well documented (but the NumPy docs now use the more staid term “Advanced Integer Indexing“, but I wanted to draw attention to a “Gotcha” that has bitten me a couple of times. With fancy indexing, you can either make a mask of Boolean values, typically using some kind of boolean operator:

>>> a = np.arange(10)
>>> evens_mask = a % 2 == 0
>>> odds_mask = a % 2 == 1
>>> print(a[evens_mask])
[0 2 4 6 8]

>>> print(a[odds_mask])
[1 3 5 7 9]

Or you can specify the indices you want, and this is the Gotcha, with tuples or lists, but the behavior is different either way. Let’s construct an example like one we use in class. We’ll make a 2-D array b and construct at positional fancy index that specifies elements in a diagonal. Notice that it’s a tuple, as shown by the (,) and each element is a list of coordinates in the array.

>>> b = np.arange(25).reshape(5, 5)
>>> print(b)
[[ 0  1  2  3  4]
 [ 5  6  7  8  9]
 [10 11 12 13 14]
 [15 16 17 18 19]
 [20 21 22 23 24]]
>>> upper_diagonal = (
...     [0, 1, 2, 3],  # row indices
...     [1, 2, 3, 4],  # column indices
... )
>>> print(b[upper_diagonal])
[ 1  7 13 19]

In this case, the tuple has as many elements as there are dimensions, and each element is a list (or tuple, or array) of the indices to that dimension. So in the example above, the first element comes from b[0, 1], the second from b[1, 2] so on pair-wise through the lists of indices. The result is substantially different if you try to construct a fancy index from a list instead of a tuple:

>>> upper_diagonal_list = [
    [0, 1, 2, 3],
    [1, 2, 3, 4]
]
>>> b_with_a_list = b[upper_diagonal_list]
>>> print(b_with_a_list)
[[[ 0  1  2  3  4]
  [ 5  6  7  8  9]
  [10 11 12 13 14]
  [15 16 17 18 19]]

 [[ 5  6  7  8  9]
  [10 11 12 13 14]
  [15 16 17 18 19]
  [20 21 22 23 24]]]

What just happened?? In many places, lists and tuples have similar behaviors, but not here. What’s happening with the list version is different. This is in fact a form of broadcasting, where we’re repeating rows. Look at the shape of b_with_a_list:

>>> print(b_with_a_list.shape)
(2, 4, 5)

Notice that its dimension 0 has 2 elements, which is the same as the number of items in upper_diagoal_list. Notice the dimension 1 has 4 elements, corresponding to the size of each element in upper_diagoal_list. Then notice that dimension 2 matches the size of the rows of b, and hopefully it will be clear what’s happening. In upper_diagoal_list we’re constructing a new array by specifying the rows to use, so the first element of b_with_a_list (seen as the first block above) consist of rows 0, 1, 2, and 3 from b, and the second element is the rows from the second element of upper_diagonal_list. Let’s print it again with comments:

>>> print(b_with_a_list)
[[[ 0  1  2  3  4]   # b[0] \
  [ 5  6  7  8  9]   # b[1]  | indices are first element of
  [10 11 12 13 14]   # b[2]  | upper_diagonal_list
  [15 16 17 18 19]]  # b[3] /

 [[ 5  6  7  8  9]   # b[1] \
  [10 11 12 13 14]   # b[2]  | indices are second element of
  [15 16 17 18 19]   # b[3]  | upper_diagonal_list
  [20 21 22 23 24]]] # b[4] /

Forgetting this convention has bitten me more than once, so I hope this explanation helps you resolve some confusion if you should ever run into it.

“Popping the Hood” in Python

One man holds the hood of a car open while he and his friend look at the engine together.

Last weekend found me elbow-deep in the guts of my car, re-aligning the timing chain after replacing a cam sprocket. As I reflected on the joys of working on a car with only 4 cylinders and a relatively spacious engine bay, I found myself reflecting on one of the things I love best about the Python programming language — that is the ability to proverbially “pop the hood” and see what’s going on behind the abstractions. (With a background in Mechanical Engineering, car metaphors come naturally to me.)

As an Open Source, well-documented, scripted language, Python is already accessible. But there are some tools that let you get pretty deeply into the inner workings in case you want to understand how things work or to optimize performance.

Use the Source!

The first and easiest way to see what’s going on is to look at the inline help using Python’s built-in help() function, which displays the docstring using a pager. But I almost always prefer using the ? and ?? in IPython or Jupyter to display the just the docstring or all of the source code if available. For example consider the relatively simple parseaddr function from email.utils:

In [1]: import email

In [2]: email.utils.parseaddr?
Signature: parseaddr(addr, *, strict=True)
Docstring:
Parse addr into its constituent realname and email address parts.

Return a tuple of realname and email address, unless the parse fails, in
which case return a 2-tuple of ('', '').

If strict is True, use a strict parser which rejects malformed inputs.
File:      /Library/Frameworks/Python.framework/Versions/3.13/lib/python3.13/email/utils.py
Type:      function

In our Python Foundations course, I can usually elicit some groans by encouraging my students to “Use the Source” with the ?? syntax, which displays the source code, if available:

In [3]: email.utils.parseaddr??
Signature: parseaddr(addr, *, strict=True)
Source:   
def parseaddr(addr, *, strict=True):
    """
    Parse addr into its constituent realname and email address parts.

    Return a tuple of realname and email address, unless the parse fails, in
    which case return a 2-tuple of ('', '').

    If strict is True, use a strict parser which rejects malformed inputs.
    """
    if not strict:
        addrs = _AddressList(addr).addresslist
        if not addrs:
            return ('', '')
        return addrs[0]

    if isinstance(addr, list):
        addr = addr[0]

    if not isinstance(addr, str):
        return ('', '')

    addr = _pre_parse_validation([addr])[0]
    addrs = _post_parse_validation(_AddressList(addr).addresslist)

    if not addrs or len(addrs) > 1:
        return ('', '')

    return addrs[0]
File:      /Library/Frameworks/Python.framework/Versions/3.13/lib/python3.13/email/utils.py
Type:      function

Looking at the next-to-last line, you see there’s a path to the source code. That’s available programmatically in the module‘s .__file__ attribute, so you could open and print the contents if you want. If we do that for Python’s this module, we can expose a fun little Easter Egg.

In [4]: import this
# <output snipped - but try it for yourself and see what's there.>

In [5]: with open(this.__file__, 'r') as f:
   ...:     print(f.read())
   ...: 
s = """Gur Mra bs Clguba, ol Gvz Crgref

Ornhgvshy vf orggre guna htyl.
Rkcyvpvg vf orggre guna vzcyvpvg.
Fvzcyr vf orggre guna pbzcyrk.
Pbzcyrk vf orggre guna pbzcyvpngrq.
Syng vf orggre guna arfgrq.
Fcnefr vf orggre guna qrafr.
Ernqnovyvgl pbhagf.
Fcrpvny pnfrf nera'g fcrpvny rabhtu gb oernx gur ehyrf.
Nygubhtu cenpgvpnyvgl orngf chevgl.
Reebef fubhyq arire cnff fvyragyl.
Hayrff rkcyvpvgyl fvyraprq.
Va gur snpr bs nzovthvgl, ershfr gur grzcgngvba gb thrff.
Gurer fubhyq or bar-- naq cersrenoyl bayl bar --boivbhf jnl gb qb vg.
Nygubhtu gung jnl znl abg or boivbhf ng svefg hayrff lbh'er Qhgpu.
Abj vf orggre guna arire.
Nygubhtu arire vf bsgra orggre guna *evtug* abj.
Vs gur vzcyrzragngvba vf uneq gb rkcynva, vg'f n onq vqrn.
Vs gur vzcyrzragngvba vf rnfl gb rkcynva, vg znl or n tbbq vqrn.
Anzrfcnprf ner bar ubaxvat terng vqrn -- yrg'f qb zber bs gubfr!"""

d = {}
for c in (65, 97):
    for i in range(26):
        d[chr(i+c)] = chr((i+13) % 26 + c)

print("".join([d.get(c, c) for c in s]))

Another way to do this is to use the inspect module from Python’s standard library. Among many other useful functions is getsource which returns the source code:

In [6]: import inspect
In [7]: my_source_code_text = inspect.getsource(email.utils.parseaddr)

This works for libraries and functions that are written in Python, but there is a class of functions that are implemented in C (for the most popular version of Python, known as CPython) and called builtins. Source code is not available for those in the same way. The len function is an example:

In [8]: len??
Signature: len(obj, /)
Docstring: Return the number of items in a container.
Type:      builtin_function_or_method

For these functions, it takes a little more digging, but this is Open Source Software, so you can go to the Python source code on Github, and look in the module containing the builtins (called bltinmodule.c). Each of the builtin functions is defined there with the prefix builtin_, and the source code for len is at line 1866 (at least in Feb 2025 when I wrote this):

static PyObject *
builtin_len(PyObject *module, PyObject *obj)
/*[clinic end generated code: output=fa7a270d314dfb6c input=bc55598da9e9c9b5]*/
{
    Py_ssize_t res;

    res = PyObject_Size(obj);
    if (res < 0) {
        assert(PyErr_Occurred());
        return NULL;
    }
    return PyLong_FromSsize_t(res);
}

There you can see that most of the work is done by another function PyObject_Size(), but you get the idea, and now you know where to look.

Step by Step

To watch the Python interpreter step through the code a line at a time and explore code execution, you can use the Python Debugger pdb, or its tab-completed and syntax-colored cousin ipdb. These allow you to interact with the code as it runs and execute arbitrary code in the context of any frame of execution, including printing out the value of variables. They are the basis for most of the Python debuggers built in to IDEs like Spyder, PyCharm, or VS Code. Since they are best demonstrated live, and since we walk through their use in our Software Engineering for Scientists & Engineers class, I’ll leave it at that.

Inside the Engine

Like Java and Ruby, Python runs in a virtual machine, commonly known as the “Interpreter” or “runtime”. So in contrast to compiling code in, say, C, where the result is an executable object file consisting of system- and machine-level instructions that can be run as an application by your operating system, when you execute a script in Python, your code gets turned into bytecode. Bytecode is a set of instructions for the Python virtual machine. It’s what we would write if we were truly writing for the computer (see my comments on why you still need to learn programming).

But while it’s written for the virtual machine, it’s not entirely opaque, and it can sometimes be instructive to take a look. In my car metaphor, this is a bit like removing the valve cover and checking the timing marks inside. Usually we don’t have to worry about it, but it can be interesting to see what’s going on there, as I learned when producing and answer for a Stack Overflow question.

In the example below, we make a simple function add. The bytecode is visible in the add.__code__.co_code attribute, and we can disassemble it using the dis library and turn the bytecode into something slightly more friendly for human eyes:

In [9]: import dis
In [10]: def add(x, y):
    ...:     return x + y
    ...: 
In [11]: add.__code__.co_code
Out[11]: b'\x95\x00X\x01-\x00\x00\x00$\x00'
In [12]: dis.disassemble(add.__code__)
  1           RESUME                   0

  2           LOAD_FAST_LOAD_FAST      1 (x, y)
              BINARY_OP                0 (+)
              RETURN_VALUE

In the output of disassemble, the number in the first column is the line number in the source code. The middle column shows the bytecode instruction (see the docs for their meaning), and the right-hand side shows the arguments. For example in line 2, LOAD_FAST_LOAD_FAST pushes references to x and y to the stack, and the next line BINARY_OP executes the + operation on them.

Incidentally, if you’ve ever noticed files with the .pyc extension or folders called __pycache__ (which are full of .pyc files) in your project directory, that’s where Python stores (or caches) bytecode when a module is imported so that next time, the import is faster.

In Conclusion

There’s obviously a lot more to say about bytecodes, the execution stack, the memory heap, etc. But my goal here is not so much to give a lesson in computer science as to give an appreciation for the accessibility of the Python language to curious users. Much as I think it’s valuable to be able to pop the hood on your car and point to the engine, the oil dipstick, the brake fluid reservoir, and the air filter, I believe it’s valuable to understand some of what’s going on “under the hood” of the Python code you may be using for data analysis or other kinds of scientific computing.